24
Borderline personality disorder
Anthony W. Bateman
Sigmund Karterud
Louisa M. C. Van Den Bosch
Introduction

The inherently ambiguous term ‘borderline’ on the one hand continues to evoke an ambivalent response within the psychotherapeutic and psychiatric community with many authors continuing to complain of its imprecision after two decades of research and predicting its eventual replacement by some more satisfactory formulation (Tyrer, 1999). Yet on the other hand there is an increasing acceptance of the concept and a burgeoning interest in the nature of borderline and other personality disorders (PDs), their development, and their treatment by modified psychotherapeutic methods. This is exemplified by the publication of a practice guideline for the treatment of borderline personality disorder (BPD) in the USA (American Psychiatric and Association, 2001) and a strategic review of treatment of PD by the Department of Health in the UK (DoH, 2003). Both documents highlight the importance of psychotherapy in treatment and the American guideline specifically places psychotherapy as the primary mode of treatment for BPD. Other countries are involved in similar work and are likely to respond with official guidance on the treatment of PD within their mental health services.

The irony of these developments is that research into treatment is scarce and, as this chapter will make clear, we are far from being able to state that we have an effective treatment for BPD and despite the descriptive formulations and miscellaneous theories, there is no consensus about what the core of the underlying psychological problem is in BPD. Although we will consider some of the theoretical formulations of BPD in this chapter, the zeitgeist has moved to practical treatment approaches that are required to have empirical support and this chapter will focus more on empirical evidence for the treatment of BPD than the diverse theoretical formulations.

Definition

The term ‘borderline’ has undergone a checkered career of multiple name changes since the early 1930s but finally emerged as the name of choice for a group of problematic patients whose original defining characteristics was being too disturbed to be treated by classical psychoanalysis. ‘Borderline’ patients were thought to function psychologically somewhere between neurosis and psychosis (Stern, 1938). This in-between state was later referred to variously as ambulatory schizophrenia (Zilboorg, 1941), the ‘as if personality’ (Deutsch, 1942), and ‘pseudoneurotic schizophrenia’ (Hoch and Polatin, 1949). In the 1960s and 1970s significant progress was made in understanding the disorder and findings from psychiatry and psychoanalysis were distilled over time into the nine descriptive criteria of BPD outlined in the DSM (American Psychiatric Association, 1994). Yet the definition remains problematic and the present DSM-IV does not define any ‘core borderline’ type. To the contrary, it has a prototype categorical design as no one of the nine criteria is necessary or jointly sufficient for the diagnosis. All that is required is five positive criteria. Accordingly there are 256 feasible combinations of criteria for a BPD diagnosis.

DSM-IV groups the PDs into Clusters A, B, and C. BPD is defined as belonging to Cluster B together with antisocial (ASPD), narcissistic (NPD), and histrionic (HPD) PDs (the flamboyant, dramatic, or help-seeking disorders). To some extent this clustering concurs with the psychoanalytic view promoted by Kernberg (see p. 292) who sees BPD as an organization (Kernberg, 1975a), which includes within it narcissistic and antisocial disorders and it has face validity in that comorbidity of PDs is widespread. However, diagnostic co-occurrence studies have provided mixed evidence for these associations. The best Axis II diagnostic co-occurrence study so far (McGlashan et al., 2000) found a significant association between BPD and ASPD and dependent PD as well as with posttraumatic stress disorder on Axis I.

Epidemiology

BPD is a common condition with a prevalence of between 0.2 and 1.8% of the general population (Swartz et al., 1990), but most studies originate from North America and the situation may be different elsewhere. The most reliable study of the prevalence of the disorder in a community sample conducted in Oslo (Torgersen et al., 2001) suggested that the prevalence of BPD was not as frequent as commonly assumed with only 0.7% of patients being diagnosed as borderline from a representative community sample. But prevalence rates increase if patients within the mental health system are sampled, with the highest rates being found in those patients requiring the most intensive level of care—outpatient rates range from 8 to 11%, inpatient from 14 to 20%, and forensic services from 60 to 80%. In a Dutch forensic psychiatric hospital 80% of patients fulfilled criteria for at least one PD with paranoid, ASPD, and BPD being the most common (Ruiter and Greeven, 2000). Similar rates have been found in England and Sweden (Blackburn et al., 1990) with the most common being BPD and ASPD (Dolan and Coid, 1993).

Severity

The prevalence pattern described above reflects the considerable heterogeneity among patients receiving the diagnosis BPD. The question of severity is of utmost importance for the clinician. Severity is partly dependent on which criteria the patient fulfills. Suicidality and self-mutilation are regarded as severe symptoms, often being targets of specific treatment interventions and measures of treatment effect. Grilo et al. (2001) found that 59% of 240 BPD patients in the American collaborative longitudinal PD study fulfilled this criterion. Severity is also related to number of BPD criteria, partly because total number is positively correlated to number of other PD criteria and other PD diagnoses.

Assessing the level of severity, including risk assessment, is of course of paramount importance for treatment planning. The more severe, the more the patient is in need of comprehensive treatment programs, while the more resourceful BPD patient can benefit from less intensive treatment.

Conceptual models

Theories are used to make sense of problems and to guide interventions. In his encounter with the borderline patient a therapist without a grounding theory will be like a boat at sea without a compass. Minimal requirements for a theory of BPD are an explanatory account of the BPD criteria, a theory of the self, of defense mechanisms, of interpersonal transactions and countertransference phenomena. Moreover, as group therapies play a crucial part in inpatient and day treatment programs, therapeutic communities, and outpatient services, a theory of BPD should optimally be compatible with the group dynamic theory that guides group therapy interventions. A good theory should have a high explanatory power, meaning that it provides a theoretical framework for a multitude of phenomena within complex interpersonal contexts. Kernberg was a pioneer in this respect. He extended his theories of borderline personality organization (BPO) to group and institutional dynamics (Kernberg, 1975b, 1993). Karterud (1990) ‘translated’ this theory to self psychology, and Pines (1990) and Marrone (1994) have integrated the theories of group analysis, attachment theory, and BPD. Linehan has developed a comprehensive theory and more recently cognitive-behavioral therapists, particularly Safran and Segal (1990) and Young (1990) have begun integrating cognitive and affective processes to understand BPD.

An example of how theory drives treatment intervention can be seen in differences between the combined (groups or group–individual) psychodynamic approach and dialectical behavior therapy (DBT). The DBT therapist coaches patients to develop skills, even over the telephone, while the psychodynamic group therapist observes and interprets in the here and now of the group or individual session. The borderline patient will play out his/hers internal scenarios in the group and in the group these may be generalized to external contexts. The group therapist anticipates the spontaneous unfolding of the reasons for an individual's unhappiness and has to be informed by a sophisticated theory if understanding and meaning are to be converted into containment, interpretation, and change.

Psychodynamic understanding

The psychodynamic approach to BPD is essentially a developmental view in which genetic vulnerability is unmasked as a result of disruption of the early mother–infant relationship and later environmental influences. This view has been supported by research on attachment disorders in childhood and empirical evidence demonstrating the association of childhood abuse with BPD (Johnson et al., 1999).

It was Kernberg (1967) who was the first to systematize these features using Kleinian ideas, combining classical instinct theory with object relations to define an underlying BPO, which occurs in many psychopathological situations, including BPD, NPD, HPD, psychotic disorders, some eating disorders, and in normal individuals who are exposed to extreme stress. He placed BPD between personality organizations to be found in psychotic and neurotic conditions. The four intrapsychic features pointed to by Kernberg were: (1) identity diffusion; (2) primitive defenses of projection, projective identification, splitting, and denial; (3) partially intact reality testing that is vulnerable to alterations and failures because of aggression; and (4) characteristic object relations.

Defense mechanisms

The value of characterizing defense mechanisms specific to BPD has been demonstrated in empirical studies and is relevant clinically. Patients with BPD have been shown to use the defenses of splitting and acting out more than non-BPD patients, and the defenses of suppression, sublimation, and humor less than, non-BPD patients (Bond et al., 1994). In another study, hypochondriasis, projection, acting out, and undoing were found to discriminate patients with BPD from patients with other PDs (Zanarini et al., 1990). In clinical practice the understanding of defenses enables the therapist to maintain mental closeness with the patient and allows a broader understanding of the underlying anxieties driving the patient. Through, splitting and projective identification, idealization, denial, omnipotence, and devaluation, the world in BPO is split into good and bad, black and white, friend or foe.

Object relations

According to Kernberg's structural approach the inner world in BPO is characterized by split objects. Instead of stable and smoothly integrated internal representations of people and their relationships, the self and others are experienced in chiaroscuro, or as part-objects—breasts, penises, and objects for evacuation or exploitation—and innate aggression remains unbound, leaving the mind of the borderline patient subject to severe disruption.

Kernberg relates BPO to Mahler's ‘rapprochement subphase’ in which the child begins to separate and to explore the world for himself, but needs to rush back to his mother for comfort and reassurance and ‘narcissistic supplies’. If the mother is physically or psychologically unavailable, the child may not be able to integrate good and bad maternal imagos. The child then reacts to abandonment with an excess of aggression, which is projected outwards on to his objects and reintrojected into a split self in a way that often resists therapeutic efforts. These negative internalized object- and self-representations play havoc with the borderline patient's ability to maintain a sense of goodness and the negative introjects make them feel unworthy, shameful, and wicked. Attempts to expel them through projection and to see others as despicable may fleetingly be successful but when the projective system breaks down suicidal impulses occur.

Kernberg's object relational approach has been translated into a manualized form of treatment known as transference focused psychotherapy (TFP) and trials are underway to assess its effectiveness (see p. 295).

Self psychology

A somewhat different psychoanalytic approach arose from Heinz Kohut's reconceptualizations of narcissism (Kohut, 1966) and the self (Kohut, 1971, 1977) in which he described the developmental consequences of what he believed to be unmet mirroring needs in childhood. His contribution led to the inclusion of a NPD in DSM-III and a greater emphasis on the therapist as an empathic support for the patient.

Kohut's emphasis on empathy and his skepticism towards nonpsychoanalytical categorizations have been carried to the extreme by the intersubjectivist position advocated by (Stolorow et al., 1987). Stolorow and colleagues have questioned the very concept of BPD, arguing that it represents an objectification that mystifies the pathology and furnishes the professional community with false beliefs in disease concepts derived from the natural sciences. While this position sharpens the focus on the intersubjective transactions between patients and therapists, the price has been a neglect of empirical research.

It was Adler's (1985) understanding of the borderline patient that has had the major influence on treatment for a self-psychological perspective. Although heavily influenced by the theories of Kohut, Adler does not consider himself to be a ‘Kohutian’ but an eclectic who synthesizes and integrates developmental theories. Drawing on developmental ideas of Piaget and Selma Fraiberg (Fraiberg, 1969), Adler proposes that the borderline patient is unable to conjure up a soothing image of an attachment figure when under stress, resulting in a need either for the physical presence of the protector or at least a physical reminder of them. This failure of ‘evocative memory’ when under duress creates the panic and clinging dependency found in borderline patients and the absence of retrievable, soothing introjects leads to a ‘primary inner emptiness’, which leads to annihilatory panic and intense rage. Adler's approach therefore includes the therapist as support and as someone who allows selfobject transferences to flourish. The term selfobject refers to the self-regulatory function of other people (or animals or valued objects). Lacking adequate regulatory functions of the self the borderline patient is dependent on others and the therapist is encouraged to allow himself to be ‘used’ by the patient as a stabilizer and only later to explore the distortions and use of projective systems.

Understanding from attachment theory

To some extent the developmental views described above have gained some credence through research on attachment. Attachment theory, developed by John Bowlby (1969, 1973, 1980) postulates a universal human need to form close affectional bonds. At its core is the reciprocity of early relationships, which is a precondition of normal development probably in all mammals, including humans (Hofer, 1995). The attachment behaviors of the human infant (e.g., proximity seeking, smiling, clinging) are reciprocated by adult attachment behaviors (touching, holding, soothing) and these responses strengthen the attachment behavior of the infant toward that particular adult. The activation of attachment behaviors depends on the infant's evaluation of a range of environmental signals that results in the subjective experience of security or insecurity. The experience of security is the goal of the attachment system, which is thus first and foremost a regulator of emotional experience (Sroufe, 1996).

Although attachment theory is about proximity and the evocation of an experience of safety, it is also about the consequential development of robust, flexible, psychological processes that protect the individual from the stresses of human interaction and everyday life. Borderline patients are conceived of as failing to develop a stable sense of self because of disturbance in early attachment relationships. The experience of safety within the context of a close emotional relationship is essential for the development of an autonomous sense of self and anything that undermines the emergent self leads to anxiety and potentially an angry response as the child attempts to stabilize himself (Sroufe, 1996). The emergent self is only under serious (what might be thought of as existential) threat when it is in close emotional contact with another self—when a mind meets a mind—especially if that mind shows little understanding of the internal state of the child. Under ‘good enough’ conditions an agentive sense of oneself as experiencing thoughts and feelings that can effectively guide action is stabilized by a caregiver who provides an intersubjective milieu in which the self is strengthened through the interaction. Under conditions of chronic neglect and insensitivity instability of the self results first in anger and then aggression, which is evoked so frequently because of repeated parental neglect that it becomes incorporated into the self structure with the result that self-assertion, demand, wishes, and needs have to be accompanied by aggression if the self is to remain intact and stable. Such distortions to the self are not irreversible. The acquisition of the capacity to create a ‘narrative’ of one's thoughts and feelings, to mentalize, can overcome flaws in the organization of the self that can flow from the disorganization of early attachment. Thus the robustness of the self structure is dependent on the capacity to mentalize.

Mentalization

Mentalization is fundamentally the capacity to understand and interpret human behavior in terms of underlying mental states (for a comprehensive review of this field see Baron-Cohen et al., 2000). It develops through a process of having experienced oneself in the mind of another during childhood within an attachment context and only matures adequately within the context of a secure attachment. There is evidence from a number of sources that this is the case (Fonagy, 1997; Meins et al., 2001).

Not only does the development of mentalization depend crucially on the child's social environment, the maintenance of the capacity to think of human action in mental state terms continues to be a function of social experience. Fonagy (1991) suggested that one effect of childhood maltreatment is that, in order to cope with a caregiver who harbors malevolent intent towards the child, the child may close his mind down to minds in general, his own and that of others. It is far too painful to conceive of their attachment figures’ wish to abuse them and to cause harm. Frequently, in cases of abuse, the isolation from care triggers experiences of lack of safety that in turn trigger the children's attachment system. They end up seeking proximity while closing down their mind to intersubjective interaction, resulting in the paradoxical but common observation of physical clinging but mental distance. This trap often persists and leads to profound distortions in the development of the self. If the child sees the hatred and denigration in the mind of his caregiver he is forced to experience himself as unlovable and hateful; if he exposes himself by letting his caregiver know what he experiences he will be humiliated and what he felt proud about becomes shameful; if he shows vulnerability it will be exploited or ridiculed. Stability is maintained through mental isolation, not knowing, pre-emptive acts of aggression to neutralize perceived threats, schematic inaccurate representations of interpersonal interactions, and the dominance of projective mechanisms that force mental states on to the other and thus prevent its genuine perception, all of which are characteristic of BPD. This theoretical approach is covered extensively in Fonagy et al. (2002).

Different attachment styles in children are apparent and these have been linked to BPD. A study comparing patients with BPD with those with either ASPD or bipolar II disorder (Perry and Cooper, 1986) found greater separation-abandonment complex and greater conflict about the expression of emotional need and anger in borderline patients. Reliance on transitional objects is suggested to reflect BPD patients failed early attachment experiences (Modell, 1963), which have been suggested to be of the anxious-ambivalent subtype (Fonagy et al., 1995; Gunderson, 1996).

There are at least seven studies that have demonstrated extremely insecure attachments in patients with BPD characterized by alternating fear of involvement and intense neediness (see summaries in Bartholomew et al., 2001; Dozier et al., 1999). Variables most strongly related to BPD features are lack of expressed care and overprotection by mother and an anxious and ambivalent attachment pattern.

Cognitive-behavioral understanding

Cognitive-behavioral formulations of BPD are already as diverse as those of psychoanalysis even though it is only over the past decade that cognitive therapists have turned their attention to PDs. A clinically based approach has been proposed by a number of workers who have developed detailed conceptualizations and treatment strategies for each of the PDs. Initially these formulations built on the general view of psychopathology taken by cognitive therapy in which biased thinking patterns are considered as the core of a patient's problem and modification of these is necessary if the patient is to improve. Standard cognitive therapy focuses a great deal of attention on automatic thoughts and assumptions or beliefs. Automatic thoughts are akin to an internal running commentary, which is evoked under particular circumstances, for example when writing a chapter for a book the anxious individual may continually say to himself ‘I am never going to get this done and the editors will think that I am lazy’. Assumptions function at a deeper level of cognition and are tacit rules that give rise to automatic thoughts. But it was soon apparent that this formulation was overly simplistic and inadequate and a reformulated model has been proposed to take into account the complex psychological processes and behaviors found in BPD. In a revised model, Beck and associates (Alford, 1997) define personality in terms of patterns of social, motivational, and cognitive-affective processes thereby moving away from a primary emphasis on cognitions. However, personality is considered to be determined by ‘idiosyncratic structures’ known as schemas whose cognitive content gives meaning to the person. But the term schemas has been used in various ways, on the one hand being considered as a structure of cognition that filters and guides the processing of information and on the other hand being suggested as the building block of latent, core beliefs. The latter is the commonest use of the term and implies basic rules that individuals apply to organize their perceptions of the world, self, and future, and to adapt to the challenges of life.

It is schemas that are the cornerstone of cognitive formulations of BPD. Patients with BPD show characteristic assumptions and dichotomous thinking. Basic assumptions in the borderline commonly include ‘the world is a dangerous place’, ‘people cannot be trusted’, and ‘I am inherently unacceptable’. Dichotomous thinking is the tendency to evaluate experiences in terms of mutually exclusive categories such as good and bad, love and hate. Extreme evaluations such as these require extreme reactions and emotions, leading to abrupt changes in mood and immoderate behavior. The assumptions, dichotomous thinking and weak sense of identity are considered to form a mutually reinforcing and self-perpetuating system that governs relationships. Schemas that were once adaptive during childhood persist even after they have become seriously dysfunctional. They are maintained in the face of contradictory evidence because of distortion, discounting, seeing the evidence as an exception to the rule and extinction of the maladaptive systems does not take place as a result of negative reinforcement. In fact new experiences are filtered by the dysfunctional schemas in such a way that new experiences support existing dysfunctional beliefs and behavior patterns. Young (1990) has argued vociferously for a ‘fourth level of cognition’ to be added to this cognitive model of Beck, namely early maladaptive schemas (EMS). These are stable and enduring patterns of thinking and perception that begin early in life and are continually elaborated. EMS are unconditional beliefs linked together to form a core of an individual's self-image. Challenge threatens the core identity, which is defended with alacrity, guile, and yet desperation, as activation of the schemas may evoke aversive emotions. The EMS gives rise to ‘schema coping behavior’, which is the best adaptation to living that the borderline has found. These schemas are different conceptually from some of those discussed by Beck, which are not unconditional beliefs about the self. Beck refers to core beliefs and conditional beliefs, both of which are labeled schemas (Young, 1990). Core beliefs are more like EMS but conditional beliefs require an additional context to become active—‘if he gets close to me he will find out how awful I am and then reject me’.

Safran and Segal (1990) have integrated schemas within an interpersonal context arguing that the impact of an individual's beliefs and schemas is not purely cognitive but interacts with interpersonal behavior, which in turn has a reciprocal effect on beliefs. Thus the person is seen as being in a state of dynamic balance to the extent of provoking responses from others that perpetuate underlying assumptions. The borderline patient holds poorly integrated views of relationships with early caregivers and has extreme and unrealistic expectations that determine both behavior and emotional response. This is exacerbated by problems of identity and a fragile identity leads to a lack of clear and consistent goals and results in poorly co-ordinated actions, badly controlled impulses, and unsustained achievement. Relationships become an attempt to establish a stable identity through dependency, assertiveness, and control. From this viewpoint cognitive therapy is more than just changing assumptions. It becomes much more complex, lasts longer, and requires new techniques. The therapist cannot rely on modifying beliefs through review of evidence that contradicts maladaptive or negative conclusions. Borderlines cannot be argued out of their beliefs especially when they are dissonant with their affects. This has been recognized in cognitive-behavioral therapy (CBT) and attempts are made not only to challenge maladaptive beliefs, but also to help the patient to identify, support, and develop alternative schemas.

Dialectical behavior therapy

DBT is often considered as a CBT, although its focus is primarily behavioral, but it is distinct enough to be considered in its own right. DBT is a manualized, comprehensive psychosocial treatment developed specifically for suicidal individuals with BPD. The philosophy, biosocial theory, treatment targets, structure, strategies, and protocols of standard DBT are described in two treatment manuals (Linehan, 1993a,b).

Linehan has posited that the BPD (BPD) develops as a result of a transaction between biologic dysfunction in the emotion regulation system and an ‘invalidating environment.’ The biological determined dysregulation of the emotion regulating system is characterized by a high sensitivity for emotional stimuli, an intense reaction to even minimal stimuli, and a slow return to baseline, in combination with the incapability to modulate the emotional condition. But studies have shown that borderline patients do not show electrodermal hyporesponsiveness, which would predispose them to stimulus-seeking and dis-inhibited, impulsive behavior (Herpertz et al., 2001) and self-report data and physiological data suggest that the intensity of affective response in BPD is no different from controls (Herpertz et al., 1999). Nevertheless the theory of dysregulation offers a perspective free from implications of manipulation and destructiveness.

Over time, this transaction between emotion vulnerability and the invalidating environment leads to pervasive emotion dysregulation that is so characteristic of BPD. As a result, individuals with BPD frequently have limited learning opportunities to develop interpersonal, self-regulation, emotion regulation and distress tolerance skills. Furthermore, personal and environmental factors interfere with using the behavioral skills that the individual does possess and often reinforce inappropriate borderline behavior. DBT assumes that people with BPD are not at fault for having these motivational and skills deficits; they are trying their best to cope with life. DBT also assumes that people with BPD must fundamentally give up and replace dysfunctional coping behaviors (e.g., cutting, suicide attempts, abusing drugs, etc.) with functional behaviors. It logically follows that individuals with BPD need help in order to enhance their motivation and skills to develop a life worth living.

Consistent with other behavioral approaches, DBT assumes that all behavior, including dysfunctional behavior, occurs as a result of prior learning or biology. People with BPD learned to react in certain maladaptive ways to stimuli. In order to be able to change maladaptive behaviors, it is necessary to know which factors are controlling the behavior by means of a thorough behavioral assessment of the problem behavior. Following this theoretical view DBT uses a number of core methods in treatment, which are described on p. 298.

Integrative approaches

A number of integrative approaches have been developed over the past few years of which the most promising has been cognitive analytic therapy (CAT) (Ryle, 1997). The central idea of CAT formulation of BPD is that of the reciprocal role template and the procedures that secure it. It is claimed that a model of reciprocal role templates and their relations, known as the PSORM (Procedural Sequence Object Relations Model) is capable of providing a complete account of the symptoms of BPD. ‘States’ are described that consist of two complementary roles bound by a relationship paradigm. They are composed of attitudes to the self, and the world, which involve constellations of characteristic cognitions drives and emotions. The paired roles: caregiver–care receiver, victimizer–victim, and author–reader are all examples of states. They are learned through experience as blocks of reciprocal role pairs. Thus a child who is chastized by her mother for throwing food on the floor can often be observed to reenact this experience later with a toy and with role's reversed.

Another central CAT principle is that, in social situations, the adoption of one pole of a reciprocal role exerts a pressure on others to reciprocate and adopt a congruent pole. In any situation the role anyone adopts will be conditioned partly by the expectancies created by the situation, partly by their own state but also, to a greater or lesser extent by the roles adopted by other actors in the social setting.

In normal individuals reciprocal roles are numerous and for the most part moderated by three levels of control. Level 1 being the nature and number of the reciprocal roles and their attendant states, level 2 the command and control procedures that govern state transitions, and level 3 being the capacity for conscious self-reflection and conscious accounting for at least some of the other two structures.

In BPD often all three levels are abnormal. At level 1 the reciprocal roles are few in number and stark in nature. So that ‘abusing to abused’, ‘contemptuous to contemptible’, ‘ideally caring to ideally cared for’, and ‘abandoning to abandoned’ are all too frequently the only states in a borderline patient's reciprocal role repertoire. At level 2, states often switch rapidly following apparently minor ‘insults’. This accounts for the very common experience of therapists that patients may suddenly be thrown out by an innocuous comment that the therapist has made. Level 3 disruptions are restrictions of conscious reflection. In Ryle's view these may reflect actual injunctions to secrecy by early caregivers, be the consequence of the jerky progress between states, which combined with state-dependent recall disrupts any hope of sustained reflection or be consequent on trauma-induced dissociation.

Empirical evidence for treatment

Outcome evaluation of psychotherapy of PD is hampered by the lack of specificity in psychological approaches to therapy (Roth and Fonagy, 1996) and it has been have argued that the considerable overlap between psychotherapies compromises the possibility of reaching conclusions concerning relative effectiveness (Goldfried, 1995). In the treatment of BPD, practitioners make complex choices when selecting interventions that take account of both behavioral and dynamic factors. In order to enhance specificity researchers have ‘manualized’ treatments and developed measures to assess the extent to which therapists are able to follow protocols outlined in these. An additional problem is the heterogeneity in severity of patients who meet criteria for BPD. There is no adequate measure of severity, although it is recognized that severity as a variable has a marked effect on outcome.

Psychodynamic therapy

For many years long-term psychoanalysis or prolonged inpatient admission was the mainstay of psychodynamic treatment of BPD. The approach, particularly inpatient treatment, has been increasingly questioned because of cost-effectiveness and absence of outcome research using randomized controlled designs even though such studies of inpatient treatment may neither be desirable nor feasible. The limited data available on cost suggests that inpatient admission may yield significant savings after completed treatment (Dolan et al., 1996), particularly in the use of criminal justice services in those with forensic histories.

Caution is suggested in ascribing benefits observed to the inpatient treatment itself by a naturalistic 5-year follow-up of individuals receiving inpatient treatment at the Cassel Hospital in London (Rosser et al., 1987). The study showed that, although patients with neurotic pathology, considerable depression, high intelligence, and lack of chronic outpatient history, did well at the end of treatment and over the follow-up period, patients with BPD had a less favorable outcome. Recent research from the same hospital has also suggested that treatment in the community following a shorter hospital treatment phase than usual is more effective than a prolonged hospital stay. Chiesa and Fonagy (2000) assessed the relative effectiveness of three treatment models for a mixed group of PDs: (1) long-term residential treatment using a therapeutic community approach; (2) briefer inpatient treatment followed by community-based dynamic therapy; and (3) general community psychiatric treatment. The results suggest that the brief inpatient therapeutic community treatment followed by outpatient dynamic therapy is more effective than both long-term residential therapeutic community treatment and general psychiatric treatment in the community on most measures, including self-harm, attempted suicide, and readmission rates to general psychiatric admission wards and is more cost-effective (Chiesa et al., 2004). However, this conclusion needs to be confirmed in a randomized study.

Marziali and Monroe-Blum have concentrated on group therapy alone without the additional milieu and social components of therapy. In a randomized controlled trial (Marziali and Monroe-Blum, 1995) they found equivalent results between group and individual therapy, concluding that on cost-effectiveness grounds group therapy is the treatment of choice. But further studies are needed to confirm their findings especially as the treatment offered was less structured than most other treatments and drop-out rates were high. Noncontrolled studies with day hospital stabilization followed by dynamic group therapy alone indicate the utility of the use of groups in BPD (Wilberg et al., 1998).

An uncontrolled study suggests that psychoanalytic psychotherapy based on ideas taken from self-psychology may be useful in BPD. Stevenson and Meares (1992) reported on 48 borderline patients treated with twice-weekly psychoanalytic psychotherapy that focused on a psychology of the self. Significant improvements were observed in the 30 patients who completed the therapy. Subjects made considerable gains in number of episodes of self-harm and violence, time away from work, number and length of hospital admissions, frequency of use of drugs, and self-report index of symptoms. Thirty percent of patients no longer fulfilled the criteria of BPD at the end of treatment. Improvement was maintained over 1 year. Further follow-up at 5 years confirmed the enduring effect of treatment and demonstrated a substantial saving associated with healthcare costs (Stevenson and Meares, 1999). The therapy concentrated early on the development of a therapeutic alliance and a relative or close friend was seen at the start of treatment. Both these factors may account for the low drop-out rate of 16%.

The most recent support for a psychoanalytically based approach has come from a randomized study examining the effectiveness of an attachment based and psychoanalytically oriented partial hospitalization program with standard psychiatric care for patients with BPD (Bateman and Fonagy, 1999, 2001). Understanding BPD as a disorder of the self resulting from a failure of mentalization (see p. 293), treatment interventions in group and individual therapy were organized to increase the reflective capacity of the patient. Thirty-eight patients with diagnosed BPD were allocated randomly to either a partially hospitalized group or to a standard psychiatric care (control) group. Treatment, which included individual and group psychoanalytic psychotherapy, was for a maximum of 18 months. On all outcome measures, including the frequency of suicide attempts and acts of self-harm, the number and duration of inpatient admissions, the use of psychotropic medication, and self-report measures of depression, anxiety, general symptom distress, interpersonal function, and social adjustment, there was significantly greater improvement in those allocated to psychotherapy. The improvement in symptoms and function were delayed by several months but were greatest by the end of treatment at 18 months. In a follow-up study, which was done on an intention-to-treat basis, gains were maintained after a further 18 months indicating that rehabilitative effects were stimulated during the treatment phase, and treatment has been found to be cost-effective (Bateman and Fonagy, 2003).

Studies of TFP are now becoming available and give promising results, although the outcome of a randomized controlled trial comparing TFP, DBT, and supportive psychotherapy is not yet known. In a cohort study (Clarkin et al., 2001) 23 female borderline patients were assessed at baseline and at the end of 12 months of treatment with diagnostic instruments, measures of suicidality, self-injurious behavior, and measures of medical and psychiatric service utilization. Compared with the year prior to treatment, the number of patients who made suicide attempts significantly decreased, as did the medical risk and severity of medical condition following self-injurious behavior. In addition patients during the treatment year had significantly fewer hospitalizations as well as number and days of psychiatric hospitalization compared with the year before. The drop-out rate was 19%.

Dialectical behavior therapy

The focus of DBT research has been on the initial stage of treatment whose aim is to help the patient to achieve behavioral control. Individual therapy in DBT first stage treatment focuses primarily on motivational issues, including the motivation to stay alive and to stay in treatment. Group therapy teaches self-regulation and change skills, and self and other acceptance skills.

In the original study (Linehan et al., 1991) 22 female patients were assigned to DBT and 22 to treatment as usual (TAU). Assessment was carried out during and at the end of therapy, and again after 1 year follow-up (Linehan et al., 1993). Control patients were significantly more likely to make suicide attempts (mean attempts in control and DBT patients, 33.5 and 6.8, respectively), spent significantly longer as inpatients over the year of treatment (mean 38.8 and 8.5 days, respectively), and were significantly more likely to drop out of those therapies they were assigned to (attrition 50% versus 16.7%, respectively). Follow-up was naturalistic, based on the proposition that the morbidity of this group precluded termination of therapy at the end of the experimental period. At 6-month follow-up DBT patients continued to show less parasuicidal behavior than controls, though at 1 year there were no between-group differences. While at 1 year DBT patients had had fewer days in hospital, at the 6-month assessment there were no between-group differences. Overall treatment with DBT for 1 year compared with TAU led to a reduction in the number and severity of suicide attempts and decreased the frequency and length of inpatient admission. However, there were no between-group differences on measures of depression, hopelessness, or reasons for living. Further, there were no differences in medically risky parasuicidal behavior between patients treated with DBT and those in alternative stable therapy suggesting that the stability of treatment may be an important factor in reducing risk.

A Dutch research project investigated standard DBT (Verheul et al., 2002) in 58 women with BPD who were randomly assigned either to 12 months of DBT or TAU using a randomized controlled design. Participants were clinical referrals from both addiction treatment and psychiatric services. Outcome measures included treatment retention, and course of suicidal, self-mutilating, and self-damaging impulsive behaviors. The results showed that DBT resulted in better retention rates and greater reductions of self-mutilating and self-damaging impulsive behaviors than TAU, especially among those with histories of frequent self-mutilation. This suggests that DBT enhances treatment retention, reduces severe dysfunctional behaviors (e.g., parasuicide, substance abuse, and binge eating), and reduce psychiatric hospitalization for both substance using and nonsubstance using BPD patients.

Across studies the effect on levels of depression, hopelessness, and survival and coping beliefs, and overall life satisfaction is inconclusive. Although originally designed for the outpatient treatment of suicidal individuals with BPD, DBT has been applied to many more populations, including comorbid substance dependence and BPD, and juveniles with antisocial behaviors, and in different contexts such as inpatient wards. The studies are discussed in two reviews (Koerner and Dimeff, 2000; Koerner and Linehan, 2000). Barley et al. (1993) evaluated the effectiveness of DBT for treatment of BPD in an inpatient setting. They found that during and following implementation of a DBT program there was a significant fall in rates of parasuicide when compared with a period before implementation of DBT. There was no significant difference, however, between the reported rates of parasuicide on the specialized DBT unit and another unit offering the hospital's standard treatment (TAU control). The results suggest that DBT may have made a successful contribution to reducing parasuicide but it is not unique in preventing parasuicidal behavior. Confirming this argument is a study reported by (Springer et al., 1996). These workers randomly assigned personality disordered patients either to a modified DBT program or to a wellness and life-styles group during a short inpatient stay. Patients in both groups improved significantly on most measures and there were no between-group differences.

Conclusions about the effectiveness of DBT as a treatment for the personality itself are premature (Levendusky, 2000; Scheel, 2000; Turner, 2000). It does seem effective for self-harm but no comparison with other potentially effective approaches have yet been reported. In addition, it is not clear which elements of DBT (psychotherapy, skills training, phone consultation, therapist consultation team) make this treatment method effective. Two process studies investigated the process of change in DBT by focusing on the possible influence of validation (Shearin and Linehan, 1992; Linehan and Heard, 1993; Linehan et al., 2002), but results are inconclusive. What we know thus far is that adding a DBT skills training group to ongoing outpatient individual psychotherapy does not seem to enhance treatment outcomes. Given that DBT is described as primarily a skills-training approach (Koerner and Linehan, 1992) this finding indicates that the central skills training component of DBT may not be of primary importance.

Cognitive-behavioral therapy

Davidson and Tyrer (1996), in an open study, used cognitive therapy for the treatment of two Cluster B PDs, namely, ASPD and BPD. They evaluated a brief (10-session) cognitive therapy approach using single-case methodology, which showed improvement in target problems and is now currently being evaluated in a three-center randomized controlled trial. Another small (n = 34), randomized controlled trial has recently been carried out using a mixed cognitive therapy and DBT protocol for treating Cluster B personality difficulties and disorders (Evans et al., 1999). Self-harm repeaters with a parasuicide attempt in the preceding 12 months were randomly allocated to Manual Assisted Cognitive Behavior Therapy (MACT) (n = 18), and the rest (n = 16) to TAU. The rate of suicide acts was lower with MACT (median 0.17/month MACT; 0.37/month TAU; P = 0.11) and self-rated depressive symptoms also improved (P = 0.03). The treatment involved a mean of 2.7 sessions and the observed average cost of care was 46% less with MACT (P = 0.22). This work has now been tested further in a randomized controlled trial involving five centers comparing MACT plus a self-help manual with TAU for patients who self-harm (Tyrer et al., 2003). Results are disappointing. Four hundred and eighty patients were randomized to MACT or TAU. MACT was given for five sessions with an additional two sessions later if appropriate. TAU varied across centers but consisted of psychiatric follow-up and support. Neither self-harm episodes, nor other psychometric assessment outcomes which included measures of depression and anxiety, showed any convincing differences between MACT and TAU, either at 6 or 12 months. It is possible that a longer period of treatment or greater engagement in face-to-face treatment, were this achievable in routine healthcare settings, would show more favorable results. However, a cost-effectiveness analysis suggested that there is a 90% probability that MACT is more cost-effective than TAU (Byford, 2003), although having BPD actually increased costs (Tyrer et al., 2004).

Integrative psychotherapies

The paucity of robust evidence for the use of CAT in BPD is in contrast to the existence of a large number of single case reports or small uncontrolled series in CAT and to the existence of a large theoretical literature (Margison, 2000). However, Ryle and Golynkina (2000) have reported on 27 patients with BPD treated using CAT and attended a 6-month follow-up, and on 18 who also attended a follow-up at 18 months. All patients were formally diagnosed as suffering from BPD and received CAT according to strictly supervised criteria. At 6-month follow-up 14 patients no longer met formal criteria for BPD but given the instability of the diagnosis this is unlikely to have been a result of treatment itself, and in those who attended at 18 months there was a continuing decline in psychometric scores. These results need confirmation in a randomized trial and a recent comparison of CAT with TAU has suggested little benefit for the addition of CAT (personal communication), although this may be because of the small numbers in the trial.

Key practice principles

All the treatment approaches discussed above have certain common organizational features. They tend to show a high level of structure, to be consistent, to demonstrate theoretical coherence, to take into account the problem of constructive relationships, including the formation of a positive engagement with the therapist and the team, to offer flexibility, to take an individualized approach to care, and to be well-integrated with other services available to the patient. In effect, all treatments function within a similar framework irrespective of their underlying theory and clinical techniques. This unity arises because all therapies need to organize a structure within which therapeutic interventions can be delivered effectively. The characteristic behavioral and mental instability of the borderline patient interferes with this process and all therapies have to manage some specific difficulties within their own model, which include minimizing risk of suicide and self-harm or violence to others, maintaining boundaries of treatment, calming sudden crises and affect storms, and maintaining staff cohesion. In this section we will consider some of the core principles of each therapy in the treatment of BPD and how each approach tackles some of these specific problems. While this section focuses on psychotherapeutic interventions, the clinician needs to keep in mind that medication may offer considerable benefit to borderline patients. The use of medication is well-reviewed by Soloff (1998) and summarized in the APA Guidelines (American Psychiatric Association, 2001).

Psychodynamic therapy

In keeping with all other therapies used in the treatment of BPD there is general agreement that dynamic therapy should be adapted from its pure, traditional form if it is to effect personality change. It is more structured, requires an active, participating therapist (rather than the archetypal passive, unresponsive therapist), may combine individual and group therapy, and commonly agrees treatment priorities with the patient. This is illustrated by TFP. TFP relies on the techniques of clarification, confrontation, and transference interpretation within the evolving relationship between patient and therapist. The primary focus is on the dominant affect-laden themes that emerge in the therapeutic relationship in the here-and-now of the transference. At the beginning of treatment a hierarchy of issues is established: the containment of suicidal and self-destructive behaviors, the various ways of destroying the treatment, and the identification and recapitulation of dominant object relational patterns as they are experienced and expressed in the here-and-now of the transference relationship.

The initial aims in dynamic therapies are to engage the patient in treatment and to develop a ‘secure enough’ relationship to allow the patients inner representational world to become manifest in the relationship with the therapist. There is a continuum of intervention that moves through affirmation, advice and praise, empathic validation, encouragement to elaborate, and clarification to confrontation and interpretation (Gabbard, 1999). Only interpretation is specific to the psychodynamic approach.

Interpretation involves making conscious something that is unconscious. In order to do so the therapist focuses on the patient's experience of the therapeutic relationship from moment to moment to demonstrate to the patient her repertoire of partial internalized representations of self and other, which are represented in the interaction between patient and therapist. Overall, the goal is the resolution of primitive internalized object relations, that is, the integration of split off parts of the self and significant others into integrated conceptions. In effect the therapist shows the patient that their experience of others is not necessarily how they actually are but is a representation and helps her recognize what is hers and what is not. In doing so the self structure is strengthened and distortions are rectified.

Distortion of representations is challenged or confronted and particular emphasis is placed on defense mechanisms as they operate within the therapeutic relationship. Misrepresentation of self and other representations in BPD arises because of splitting and projective identification in which the therapist himself may be changed emotionally. For dynamic therapists it is important to understand these countertransference feelings as a communication and to analyze the role reversals within the patient and their actualization in the transference between patient and therapist. Constant monitoring of countertransference is a key therapeutic tool in dynamic therapy because of the extensive use of projective identification in BPD and the therapist will be cast as both abuser and abused, rescuer and attacker. He needs to remain equidistant from both if he is to help the patient; to do so he interprets the enforced roles in terms of the patient–therapist relationship, the patients past, and its purpose of stabilizing the self structure.

A patient arrived at his session and immediately said to the therapist ‘you don't like me much do you’. Now, it happens that the therapist felt a soft spot for this particular patient and so considered the statement as a projection and asked him where that idea had come from. The patient was unclear so eventually the therapist suggested that perhaps the patient had himself felt some dislike for the therapist and was tending to see in others what was inside himself. The patient dismissed the interpretation by saying ‘yeah, whatever but that doesn't help much’ and carried on talking. As he talked about his contempt for his partner, the therapist gradually found himself feeling more and more dislike for the patient and somewhat angry during the session as everything he said was rejected. He considered this a development of the earlier projection into projective identification. Further content of the session was about the neglect and physical violence the patient had experienced as a child from his step-father and the therapist felt that he himself was being caste in the role of a nasty step-father so that the patient could feel justified in his dismissal of whatever the therapist said. He suggested to the patient that may be he had to see whatever the therapist said as having little importance just as he had to minimize everyone else's importance, like that of his partner, so that he could feel stable in himself and avoid confronting his own feelings of unimportance.

Containment and confrontation of anger and self-destructiveness is also a core aspect of treatment as aggression and its unmodulated expression is thought to be important as a cause of many of the borderline symptoms. The therapist should not act in the heat of the moment but analyze the underlying causes of outbursts once a crisis is over, linking feelings with actions. The aim is to make unbearable feelings bearable, the bewildering occurrence into an understandable experience, and the undigested trauma of the past into an assimilated event of the present.

Suicide and self-harm

BPD is associated with serious morbidity with nearly 10% of previously hospitalized patients eventually committing suicide and between 60 and 80% engaging in seriously damaging self-injury at some point. Effective treatment must reduce this threat to life and all treatments seek to stabilize suicidal behavior at the beginning of treatment. It is important to distinguish between suicidal acts and those of self-harm. Often they are seen as lying along a continuum but in fact they are behaviors that probably represent different psychological states albeit with some aspects in common.

There is a link between hurting yourself and getting support and treatment. It is hard to resist self-harming behavior when you know if you do it, you will get treatment

--DoH (2003)

I bang my head over and over again and don't care about the blood. The more blood the better because it shows that there is something really wrong. People can see the blood but they don't see the pain when it is inside your head.

Self-harm reduces frustrations, is not an attempt to die, and may be increased by the reactions of staff who move rapidly from unconcern to concern thereby reenforcing the behavior or gratifying secondary gain. It is associated with dissociative experiences and patients report the onset of a bewildering feeling that rapidly escalates out of control, becomes unbearable, and is relieved only when cutting takes place. Dynamic therapists explore the underlying meaning to a patient to reduce the compulsion to self-harm. Episodes are placed in the transference relationship and not given undue importance and significance. The patient is encouraged to think about the episode and to talk about it in the next available session. The therapist neither takes over the responsibility of trying to stop the self-harm nor reacts by giving increasing amounts of attention to the patient. Some individuals become addicted to self-harm, integrate it into their life-style, and gain pleasure in a secret ritual in which they use razor blades to cut their arm, thighs, or other areas of the body, often carrying razor blades or special knives to provide reassurance wherever they go. This is understood as arising from their own recognition of the fragility of their representations that cannot be ‘called forth’ at times of anxiety—an Adlerian failure of evocative memory.

Suicide risk is both acute and chronic in borderline patients and can fluctuate rapidly depending on personal circumstances so predicting a lethal attempt in the context of frequent self-destructive behavior can be difficult. Therapists are advised to keep the possibility in mind at all times, to address the possibility in treatment sessions, and to be aware of any concurrent Axis I disorder such as depression, which may increase the risk.

It generally agreed that more acting out incidents occur early in treatment rather than late. Common explanations are that: (1) patients are at their worst when starting treatment; (2) particularly painful conflicts are activated during early phases; and (3) patients ‘cool down’ when attachment is established and treatment elements (therapist(s), fellow patients, the treatment program) are perceived as selfobjects.

In psychodynamic treatments suicide is considered from a relational and intrapsychic perspective by understanding the interpersonal context in which suicidal acts occur and identifying indicators within the transference relationship that may predict suicide attempts. The individual therapist needs to build up a picture of suicide episodes of not only by itemizing the antecedents and outcome of the episodes but also by identifying the concurrent mental experience at the time and the exact context. Clinicians are familiar with the enormous fear of physical abandonment in borderline patients. This, perhaps more than any other aspect, alerts clinicians to increased risk especially if ‘the other’, perhaps the therapist, is needed for self-coherence. Patients must be prepared for therapist absences and clear contingencies made if suicide risk increases. Abandonment means the reinternalization of intolerable projections and suicide represents the fantasized destruction of these projected parts within the self. Suicide attempts are often aimed at forestalling the possibility of abandonment; they seem a last ditch attempt at reestablishing a relationship. The child's experience may have been that only something extreme would bring about changes in the adult's behavior, and that their caregivers’ used similarly coercive measures to influence their own behavior. This must be avoided in the therapist–patient relationship.

In TFP the therapist is asked to assure himself of his own security (physical, legal, and psychological) by seeing the family and warning of the risks right at the start of treatment. The therapist early in treatment interprets the transference implications of suicide threats in the context of the patient's past history and personality structure. A feature of suicidal acts is considered to be the activation within the patient's mind of an object representation of a sadistic and murderous quality and the complementary activation of a victim representation of that object representation. It is the hatred within the relationship of these internal object representations that leads to suicide and should be interpreted within the relationship to the therapist.

A contract depicting no suicide attempts or outlining a crisis plan may be made but the task of the therapist is to maintain a reflective stance and to provide appropriate support for the patient to access services while ensuring that his responsiveness does not feed into a cycle in which the therapists actions provide gratification to the patient thereby escalating the problem. A self psychological oriented and group-based day treatment program reported by Karterud et al. (Karterud et al., 2003) suggests a high containment function with respect to suicidality and self-harm. This approach applied neither formal contracts nor strict rules with respect to suicidality. Instead the treatment program as a whole was alerted to the significance of perceived selfobject failures and reactions to disappointments and insults were a constant focus of attention. Suicidal despair was a group concern. In a study of 1244 patients (thereof 1010 patients with PD and 356 patients with BPD) only 2% of the patients made any suicide attempt during treatment and only one patient (0.1%) actually committed suicide.

Affective instability and crises

All clinicians recognize that affective instability causes marked problems in treatment. Rapidly shifting emotional states, often triggered by apparently minor incidents, lead to sudden rejection of therapy, increasingly unreasonable demands, refusal to engage in dialog, clinging desperation, and impulsive actions. Within dynamic therapy affective instability is viewed, in part, as secondary to instability of the self so that whenever the self is threatened emotional storms persist until stability of the self is regained. Intervention therefore focuses on helping patients understand their intense emotional reactions in the context of the treatment setting and identifying aspects of interpersonal interaction that have stimulated the feelings. In transference focused work it is necessary to identify the predominant object relations active at the point of rage and to identify aggression that is seen as a problem through its effect on internal representations, which become unstable because of the borderline individual's difficulty in integrating positive and negative representations.

Certain affects are found to be particularly challenging both for patients and therapists for different reasons. These include paranoid and passive aggression, envy, idealization, hate and contempt, sexual attraction, love, and attachment. It is the interpersonal aspects of these affects that make them particularly challenging when they stimulate inappropriate responses in therapists. Situations that arouse them are the most common triggers for the disturbing symptoms of BPD, such as suicidality and self-harm and the therapist has the opportunity to reduce the likelihood of such acts if the emotions are placed in a context that is understandable to the patient.

Dialectical behavior therapy

The core strategies of DBT include: behavioral analysis, solution analysis and solution strategies, skills training (acquisition and strengthening of new skills), insight strategies, contingency management, exposure, cognitive modification, didactical interventions, orienting strategies, and the acquisition and strengthening of commitment. Because it is important that patients show effective behavior outside the therapy, generalization of new, adaptive behaviors needs to occur. Generalization is aimed at during role-play in the group session, in homework assignments of the skills training and through the phone consultation. DBT differs from pure behavior therapy to the extent that it integrates acceptance-based approaches with cognitive-behavioral change-based procedures. Validation, mindfulness practices, reciprocity, and a focus on the patient–therapist relationship are integrated with basic behavioral procedures of skills training, exposure-based procedures, cognitive modification, contingency management, and problem solving. The concept of dialectics, with its emphasis on synthesis of these polar opposite positions, provides a fresh lens in which to envision treatment possibilities. DBT can be differentiated from other therapies by the systematic use of therapist–patient telephone consultation, and, the emphasis in DBT given to the consultation team, where therapists’ capabilities and motivation to treat patients effectively are the focus. In summary, DBT is a multimodel and rather complex and comprehensive treatment strategy that is highly structured.

DBT is operationalized into five stages of treatment, although there is limited literature on treatment beyond stage 2. The goals of treatment for the first stage of DBT treatment are behavioral control, stability, and connection with treatment and care provider. Consistent with other behavioral treatments (Linehan, 1993b), has specified a pragmatic set of hierarchically arranged behavioral targets for this stage: decrease suicidal and other life-threatening behaviors, decrease therapy-interfering behaviors (e.g., not attending or coming late to therapy sessions, falling asleep during sessions, not completing therapy homework assignments), decreasing quality-of-life interfering behaviors (e.g., substance abuse, homelessness, unemployment, etc.), and increasing behavioral skills. Comprehensive DBT treatment for individuals in stage 1 includes five important functions necessary to decrease dysfunctional behaviors, to increase functionality, and to enhance quality of life. These functions include: (1) enhancing behavioral capabilities; (2) improving motivation to change; (3) assuring new capabilities generalize to the natural environment; (4) structuring the environment in the ways essential to support client and therapist capabilities; and (5) enhancing therapist capabilities and motivation to treat patients effectively.

These five functions are addressed within four different standard treatment modes of DBT lasting for 1 year: (1) weekly individual cognitive-behavioral psychotherapy sessions with the primary therapist; (2) weekly skills training groups lasting 2–2.5 hours per session; (3) weekly supervision and consultation meetings for the therapists; and (4) phone consultation, where patients are encouraged to get coaching in the appliance of new effective skills by phoning their primary therapists either during or outside office hours, for in vivo skills coaching to avert crises, facilitate skills generalization, and to repair between-session conflicts or misunderstandings between therapist and client. Individual therapy focuses primarily on motivational issues, including the motivation to stay alive and to stay in treatment. Group therapy teaches self-regulation and change skills, and self and other acceptance skills. Among its central principles is DBT's simultaneous focus on applying both acceptance and validation strategies and change (behavioral) strategies to achieve a synthetic (dialectical) balance in client functioning.

The individual advances to the second stage of treatment once behavioral control is achieved (e.g., when faced with situations that would historically trigger dysfunctional behavior, the individual is successful in applying skillful behavior to solve or withstand the problem rather instead of dysfunctional behavior). The focus during this second stage is emotional experience and processing of trauma from the past. The third stage emphasizes resolving ordinary problems in living (e.g., ordinary happiness and unhappiness). And then there is a fourth stage (transcendence) for those who desire a more meaningful existence. How change in these subsequent stages is brought about remains unclear.

Suicide and self-harm

In the pretreatment phase of DBT a global analysis is made of suicidal behaviors. This is done from a behavioral perspective by assessing the level of seriousness, in what way the suicide attempts take place, are predictive factors distinguishable, and what are the reinforcement contingencies. To some extent DBT elides suicide and self-harm into parasuicide so the treatment strategies are similar.

A suicide protocol is commonly made (what to do when your therapist is not available, who can be reached, what arrangements need to be made), based on an assumption that, although the goal is to prevent hospitalization, it can be needed to cope with a crisis situation. A contract may be set that outlines clearly the role of the patient and the therapist when suicide threats and suicide attempts occur. In DBT the primary objective is to teach patients to manage their own lives via the ‘consultation-to-the-patient’ principle. Rather than intervening for the patient in solving problems or getting what the patient needs or wants, the therapist teaches and coaches the patient in how to resolve problems and get what she wants and needs. A chain analysis is conducted to clarify the cognitive and emotional responses that led up to suicide attempts, alternative solutions are discussed and nonsuicidal responses are reinforced. Implicit in this approach is a belief in the patient's capabilities to learn to interact effectively. The patient is taught to actively manage the environment and her own emotions and impulses, not to submit passively to it. Yet when patients are feeling suicidal they are instructed to call for problem-solving assistance before anything happens. After a suicide attempt or self-injurious behavior (or even destructive behavior) phone contact is prohibited for 24 hours unless the situation is life threatening. DBT teaches patients how to deal with parasuicidal behavior. Patients are coached in vivo in managing parasuicidal behavior and crisis situations through the phone consultation with the individual therapist.

Suicide contracts have been recommended in the treatment of BPD and some clinicians seek the patient's agreement of no self-harm as part of the treatment contract, although it is of dubious value if used as an aid to reduce serious suicidal behavior (Kroll, 2000).

General treatment contracts about attendance are in common use in an attempt to limit drop-out and DBT uses some rigorous contracts about attendance. But clinicians need to be careful. BPD is a condition characterized by fear of rejection and abandonment, seriously chaotic patients find it difficult to attend consistently, and emotional expression tends to be through action. These factors suggest that confronting behavior with behavior is likely to be traumatic rather than therapeutic and the very problems that are the focus of treatment can become the same ones that result in discharge. In DBT patients are discharged from treatment if they fail to attend for 4 consecutive weeks of skills training, which may be a problem as patients who show chaotic life-styles with unstable social circumstances and antisocial traits simply see contract ‘rules’ as a further example of the authoritarian and coercive regimes that they have experienced either in their early lives or later, for example, when in prison.

Affective instability and crises

Borderline patients become overwhelmed by feeling and are unable to differentiate between different affective states at times of high general arousal. In the case of emotional outbursts that occur in which the patient suddenly explodes and acts, often with the therapist or other person for no obvious reason, the intervention of the therapist will be based on an understanding of the incident. For instance, when the therapist sees the behavior as an expression of ‘apparent competence’ (one of the dialectical dilemmas) then he will react with validation of the behavior through expressing nurturing towards the patient. When the reaction is interpreted as an expression of fear of abandonment (because the therapist has been away on holiday, or the end of treatment year is near), again validation will occur and an analysis of the fear will take place, followed by a solution analysis. If the outburst is seen as a way of avoiding exposure, validation will accompany renewed experiencing of the feared emotion. In all cases behavioral rehearsal will take place, because the patient needs to learn to express emotions in a different and more effective way. If the patient walks out shouting or just gives a barrage of insults the therapist will wait till the patient returns, or will contact the patient when she does not show up in the next session and invite her to come. Depending on the severity of the insults made, when the patient returns the therapist will ask for change in behavior and rehearsal or will make clear that here she needs to enhance the motivation of the therapist to continue.

DBT follows the similar principles to those used in suicidal behavior during acute crises. The therapist coaches the patient in answering the question what to do. Because borderline patients often have learned to ask for help in a ‘manipulative’ way one of the goals in DBT is to teach the patient appropriate help-seeking skills. The use of ‘irreverence’ and of dialectical strategies is of the utmost importance here. Only when the therapist is convinced that the patient is literally incapable of taking action, for example because of the serious nature of the physical harm done, the therapist will take over.

Cognitive-behavioral therapy

CBT for BPDs differs from standard CBT (Davidson, 2000). Treatment is longer, there is greater emphasis on the therapeutic relationship, a focus on affects in conjunction with core beliefs, encouragement to develop new ways of behaving and thinking, and past history is explored to understand the context in which the core beliefs have developed.

Core beliefs are identified with the patient and are commonly at an extreme: ‘I am no good’, I am very clever’, ‘I am special’, I am worthless’, ‘Other people cannot be trusted’, ‘People will abandon me’. Work on the core beliefs is combined with identification of more intricate relationships between affects, cognitions, motivation, and actions. These ‘schemas’ are elaborated though direct questioning of the patient. A functional analysis is performed considering the affective element, the cognition, and their effect on self-regulation, motivation, and action.

A patient identified that she always felt angry when she didn't get her own way. Underlying this was a belief that ‘I should get my own way’ or ‘People should do what I want’. The need for immediate gratification of her wishes led to poor self-regulation with impulsivity and she had little regard for the consequences. The therapist worked with the patient to develop new schemas, for example by helping the patient ask herself ‘why does this person not give me what I want’.

Information that does not fit in with core beliefs is often avoided, ignored, or distorted. Homework tasks such as using a notebook to strengthen new behaviors are given and patients asked to outline evidence for their beliefs in terms of their history and their current life.

A patient stated persistently that she had never been worthy of love saying that her mother had always criticized her, that she was bullied at school, and the teachers never said anything positive about her. On questioning it transpired that there was some evidence historically that she was lovable. Her aunt had cuddled her a lot, she had some close friends at school, and an alternative explanation for her mother's behavior was that she was unhappy not because of the patient but because her husband was constantly drunk. This was outlined by the patient in writing balancing evidence for the old belief against evidence for the new belief. The patient also kept a notebook listing the positive things that she had done during the week. This focused on her social avoidance, which was thought to arise out of her belief that she was unlovable. Between sessions she had spoken to a neighbor and chatted to someone in the supermarket and these actions were positively reinforced.

The focus on cognitive processes is combined with exploration of current relationships and examination of interpersonal difficulties, which may impact on therapy and prevent change. To this extent there is a limited use of transference, although it is not viewed as a repetition of past relationships.

Suicide and self-harm

Few specific strategies for treatment of suicide attempts and self-harm are described in CBT and the techniques are those used to tackle any problem behavior. Decreasing self-destructive behavior and behaviors that cause harm to others is an initial target of treatment and the main strategy is to understand self-harm or suicide attempts though a formulation of problems identifying the relationship between core beliefs and self-harm behaviors. The consequences of self-harm are explored while consistent attention is given to self-nurturing behaviors such as eating appropriately, sleeping, and pleasurable activities. In addition attention is paid to episodes when no self-harm takes place and yet the circumstances were similar in the hope that alternative pathways of managing the impulse can be found. The overall aim is to move the focus from negative cognitions and frustration to awareness of more adaptive coping responses.

Affective instability and crises

Once again affective outbursts are treated within a cognitive frame of identifying core beliefs, linking them to motivations and finding alternative pathways of expression. The patient's ways of coping are reviewed and any important events since the previous session are explored. The interpersonal triggers of affective outbursts or crises are detailed in order to elicit the core beliefs and schemas that were activated and may be driving the emotional volatility.

Integrative approaches: cognitive analytic therapy

CAT is offered for longer when used to treat patients with BPD than is traditional in the treatment of neurotic disorders. Twenty-four rather than 12 sessions are offered and the primary aim is to gain a developmental and social understanding of the patients problem and to share this in a clear, user-friendly way. Understanding is operationalized as defining reciprocal emotional roles that are exacerbated or perpetuated by redundant coping procedures. Many of these may have been effective solutions to childhood distress but are now outdated and inappropriate. These reciprocal roles are viewed as being enacted within the relationship to the therapist and working them through in treatment is at the heart of the therapy. The work is active and shared. Diagrams and outlines of problems are written down and emotional roles are drawn out to become tools for use within and without therapy—the practical manifestation of the PSORM. The axiom is reformulation of problems, recognition, and revision.

The initial sessions involve clarification of difficulties and completion of a psychotherapy file, which asks about typical common problems known as traps, dilemmas, and snags.

A patient who often became aggressive in intimate relationships explained how she often felt disliked by her partner. When she experienced this she tended to avoid him and he complained that she seemed hostile a lot of the time, which made her feel even more disliked (trap). She then seemed to become dismissive and abusive of him on the basis that if she did not he would abuse her and be horrible to her (dilemma—she wanted a relationship but could not have it) and in the end she would always capitulate and apologize and blame herself for being unpleasant (snag). In being so self-condemning she was never able to consider whether she should leave the relationship because to do so exacerbated her sense of failure and being horrible.

The problems are explored and at around the fourth session the therapist presents the patient with a reformulation. This includes a description of the patients’ life, their difficulties, and a formulation of their problems as target problem procedures that become the focus of therapy. This may also be presented as a sequential diagrammatic reformulation (SDR) and the patient is asked to reflect on it and to make modifications until a shared understanding is arrived at. The SDR is a jointly constructed diagram of a patient's interpersonal function that maps the movement of their feelings and resulting behaviors. A key task for the therapist is to avoid colluding with unhelpful aspects of the patients beliefs or being forced into specific interpersonal roles, for example becoming the victim in a victim/victimizer dynamic, an abuser in abuser/abused interaction. The different reciprocal roles and self-states are explored and towards termination the therapist writes a summary letter to the patient giving a realistic estimation of changes, an outline of further work to be done, and positive features on how the patient can be his own therapist. In general, where possible, there is a climate of therapeutic optimism and the patient is asked to write his own letter promoting self-evaluation and outlining his understanding of the achievements and disappointments of therapy.

Suicide and self-harm

No specific interventions for suicide and self-harm are described in CAT in the manual (Ryle, 1997). However, in case examples it is apparent that self-destructive actions are taken into the trajectory of therapy and form a focus for the initial reformulation and the SDR. An understanding of the emotional and relational aspects of suicide attempts may be outlined in a self-states sequential diagram.

A patient recognized that in one ‘self-state’ he wanted loyal friendships and mutual care but this led him to feel he was too needy and when he felt demanding he retreated moving to a self-state of being a ‘waste of space’ in which he felt bad and angry. This led him to want revenge on others because he blamed them for his feelings. Not surprisingly when he enacted these feelings with his friends they avoided him leading to further feelings of hostility. This pathway had culminated in a serious suicide attempt in the past and so was drawn out in diagrammatic form so that both patient and therapist could plot where the patient was at any given time.

Special challenges
Staff responses

Supervision is of considerable importance for practitioners treating borderline patients because of the strong emotional reactions that are evoked. A distinction needs to be made between attitudinal responses to features of borderline patients, such as insatiable demand, and the emotional responses that are evoked as countertransference reactions. The more intensive the treatment and the less structured it is the more likely that problematic transference and countertransference problems will arise. All therapists have a limit to the amount of frustration, hatred, or even desire that they can tolerate without giving in to action even if these feelings are understood as arising because of the patient experiencing him as an earlier object relationship. When they are part of unresolved aspects in the therapist or overidentification and empathy with the patient treatment becomes more problematic and boundary violations can occur. It is therefore imperative that therapists obtain adequate support and supervision and are given help in structuring sessions according to the treatment model being used if they are to remain on task. The management of countertransference in borderline patients is extensively reviewed by Gabbard and Wilkinson (1994).

Boundaries

One reason that psychotherapy for BPD tends to be structured and requires supportive supervision is to counter regression in the patient, which when combined with unprocessed countertransference responses can stimulate transgression of patient–therapist boundaries. Regression in BPD remains a topic of debate following the recommendation of early practitioners that it can be therapeutic (Balint, 1968). However, expert opinion now suggests that there is no place for such actions in the treatment of borderline patients and maintenance of physical and therapeutic boundaries is as important for therapists as it is for patients, although if applied too rigorously can become antitherapeutic. A balance needs to be struck that allows some regressive process but not enough to encourage acting-out and destabilization, which in turn can lead to boundary violations.

Boundaries of therapy, for example extending the session by a few minutes, are often crossed initially without the patient or therapist understanding their potential consequences and occur under the guise of having to deal with an immediate problem such as suicidal impulses. In retrospect it can be seen that these apparently innocuous occurrences were the beginning of a slippery slope leading towards catastrophic boundary violations such as a sexual relationship between patient and therapist. In general, therapists need to be alert to any changes in their normal practice or use of techniques that are outside accepted consensus and should always seek a colleague's opinion if in doubt. With the more complex borderline patient it is important that practitioners do not work alone.

Gabbard (2003) describes a miscarriage of psychoanalytic treatment in which a suicidal borderline patient induces a belief in the analyst that only he can save her and as he becomes more frantic about her suicide risk and decides not to admit her to hospital, he agrees to allow her to spend a night at his house. Inevitably this leads to a sexual encounter and yet even though wracked with guilt the analyst continues to believe that ‘at least I saved her from suicide’. Gabbard suggests that boundary transgressions such as these are directly related to the mismanagement of aggression and hatred. The analyst is determined to demonstrate that he is completely unlike abusive parents and that he can compensate the patient for her tragic past. In order to do so his analytic posture disavows any connection to an internalized representation of a bad object that torments the aggressor. He has named this ‘disidentification with the aggressor’ (Gabbard, 1997). While this example is from the literature on dynamic therapy there is no evidence that boundary violations by dynamic therapists are more common than by any other group and it is probable that they write about it more.

Risk, severe suicide risk, and chronic self-destructive behavior

In general borderline patients are a greater risk to themselves than they are to others and it is important to remember that they also are help seeking and therefore tend to let others know about their suicidal impulses. Assessing risk in BPD is a difficult art partly because of the fluctuating nature of symptoms but also as a result of the chronicity of suicidal ideas in many patients. It can be difficult to know when chronic ideas have tipped over into an acute suicidal crisis. All therapists have to be able to manage their own anxiety; anxiety in the patient will generate anxiety in the therapist, which, if uncontained will lead to misjudgment and mismanagement. Therapists need to be aware of factors that increase suicide risk such as previous serious attempts, use of drugs and alcohol, hopelessness, high anxiety, and lack of social support. Consultation with a colleague should occur and reasons for the severity of the suicide risk considered in the light of the prevailing relationship with the therapist. All threats of suicide should be taken seriously and explored within therapy before a decision is taken about structural intervention such as inpatient admission. Overall, it is best to allow a patient to retain responsibility for his own life and to have arranged admission pathways at the outset of therapy. Many patients are able to control their own admission and gradually learn ways of reducing risk without admission. It is at these times clinicians need to work together and to avoid the splits that arise, often with ill-considered apportionment of blame when things go wrong.

A patient had tried to kill himself on a number of occasions by hanging and by cutting his throat. This followed arguments with his mother, which were follow by drinking. He presented himself to the therapist having been drinking stating that he was going to kill himself. The therapist thanked him for coming to let her know because that meant they had a chance to do something about it. They discussed the content of his argument with his mother, which had left the patient feeling more and more angry and misunderstood. Eventually the therapist offered to help the patient admit himself to the ward. The patient agreed but before going to the ward he went out in the evening and started drinking again. When he presented himself to the ward the staff refused to admit him until he had sobered up saying that they were not having patients like him on the ward. He went home and cut his neck severely and was admitted to the general hospital. The following morning the staff phoned the therapist to say that she had not warned them of the level of risk. For her part the therapist felt let down by the inpatient staff and blamed. This split between the professionals needed to ‘heal’ before the patient could use the inpatient admission usefully.

Chronic self-destructive behavior takes many forms, such as drug binges, excessive promiscuity, shoplifting, self-mutilation, head banging, and should be considered within the therapy itself. It has already been mentioned that many therapists, irrespective of treatment model, set contracts, but the danger is that it then becomes the therapist rather than the patient who wants the patient to stop self-destructive behavior. This may become a countertransference enactment and is unlikely to reduce the behavior. Most clinicians move through a series of interventions that include education about the effects, understanding the triggers both internal and external, and understanding the forces behind the acts. Often chronic compulsive behavior relieves anxiety and distress and so alternative routes for reducing anxiety and emotional turmoil need to be identified.

Violence

Uncontrolled anger is a feature of BPD but violence is uncommon. Nevertheless clinicians need to consider any previous episodes and take that into account in therapy. The therapist must be able to work in safety and if risk is high someone should be outside the door during sessions or the patient seen in a safe environment. Therapists should be alert to any paranoid distortions and the possibility that they can be evoked by therapy particularly when there is an emergence of past memories associated with abuse. In seriously ill patients the therapist should beware of exploring past trauma too early in treatment or challenging core beliefs as the former may mobilize too much affect and the latter be tantamount to telling the patient that his beliefs of what happened are untrue and, implicitly he is a liar. Once a therapeutic alliance has been established these areas may be tentatively discussed.

Anger, impulsivity, and threats or outbursts of violence particularly occur when the individual feels abandoned in relationships. This may include breaks in therapy and so, as in suicidal crises, it is necessary to be sensitive about therapist absence and even to make arrangements for another practitioner to see the patient. Psychoanalytically oriented practitioners understand this in terms of the need of the patient to use others as a vehicle for intolerable self-states. Borderline patients control their relationships through crude manipulation in order to engender a self-image that they feel desperate to disown. They resort to violence at times when the independent mental existence of the other threatens this process of externalization. Dramatic and radical action is taken because the individual is terrorized by the possibility that the coherence of self achieved through control and manipulation will be destroyed by the return of what has been externalized. Clinically, the therapist must ensure that his safety is assured and address the internal terror that drives the impulse to be violent.

Conclusions

There is little doubt that individuals with BPD present a challenge to mental health professionals in terms of effective treatment but there is optimism for the future, especially for psychotherapeutic intervention. No one model is adequate to treat all patients and most therapies show elements in common. One way of interpreting these observations might be that part of the benefit that personality disordered individuals derive from treatment comes through experience of being involved in a carefully considered, well-structured, and coherent interpersonal endeavor. What may be helpful is the internalization of a thoughtfully developed structure, the understanding of the interrelationship of different reliably identifiable components, the causal interdependence of specific ideas and actions, the constructive interactions of professionals, and above all the experience of being the subject of reliable, coherent, and rational thinking. Social and personal experiences such as these are not specific to any treatment modality; however, they are correlates of the level of seriousness and the degree of commitment with which teams of professionals approach the problem of caring for this group who may be argued on empirical grounds to have been deprived of exactly such consideration and commitment during their early development and quite frequently throughout their later life (see review by Zanarini and Frankenburg, 1997).

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